INSTRUCTIONS: The purpose of this Questionnaire is to assist SMP Asset Management, LLC ("SMPAM") in complying with the requirements of the Securities Act of 1933, as amended (the "Securities Act"), the Investment Company Act of 1940, as amended (the "Investment Company Act") , and state securities laws. The limited partnership interest which may be offered and sold to you pursuant to a subscription agreement has not been, and will not be, registered under the Securities Act, the Investment Company Act or state securities laws and is being sold in reliance upon exemptions from the registration thereof. The information to be supplied herein will be relied upon in connection with the offering and sale of the limited partnership interest in compliance with the aforesaid exemptions.
The limited partnership interests offered by SMPAM are available only to accredited investors. This questionnaire is required before we are able to furnish you information about our firm and funds.
All information supplied will be treated in confidence, except that this Investor Questionnaire may be presented to such parties as deemed appropriate or necessary to establish the availability of an exemption from registration under the Securities Act, the Investment Company Act or state securities laws.
Please send completed and signed copy to Anne Arnold via fax (914) 833-1068 or email firstname.lastname@example.org.
PLEASE ANSWER EACH QUESTION. If the answer to any question is "None" or "Not Applicable", please so state. [all fields are required fields]